This programme sets out how financial markets are regulated, who the recognised participants are and what each of them may and may not do.
Participants move across the range of instruments, from equities and bonds to more structured arrangements, and examine the information and advisory obligations that attach to their distribution. Financial litigation is used to show how these obligations are tested after the fact.
The programme also covers market abuse and the interaction between market activity and financial crime prevention. Participants leave with a reliable framework for reading any market transaction legally.
Who it is for
Legal, compliance and market staff needing a solid grounding in financial regulation.